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Investment Industry Regulatory Organization of Canada
Results: 695

#	Item
381	Guidance Respecting the Expansion of Single-Stock Circuit Breakers Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-07-25 10:21:05 Internet privacy Financial regulation Aviation Oneworld Universal Market Integrity Rules Secure communication Investment Industry Regulatory Organization of Canada Mail Computing Email Internet Electronic documents
382	Microsoft Word - B IIROC Strategy Document - December[removed]Final dh.doc Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-05-22 15:22:50 Financial regulation Self-regulatory organizations Business Investment Industry Regulatory Organization of Canada Securities Economics Universal Market Integrity Rules Regulatory capture Financial adviser Financial economics Finance Investment
383	The Canadian Equity Market: Evolution, Competition and the Future Tuesday, June 26, 2012 Design Exchange, Toronto Conference Agenda Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-09-18 12:41:28 Investment Stock market Mathematical finance Self-regulatory organizations Commodities market Trader High-frequency trading Investment Industry Regulatory Organization of Canada Financial economics Financial markets Finance
384	Marsha Manolescu Senior Policy Advisor Alberta Finance and Enterprise 522, [removed]Street Edmonton, AB T5K 2C3 Ms. Manolescu: Add to Reading List Source URL: www.finance.alberta.ca Language: English - Date: 2014-07-07 15:57:52 Investment Financial adviser Securities Corporations law Investment Industry Regulatory Organization of Canada Corporation Business Financial economics Finance
385	Marketplace Notice CX2 Canada ATS Contact: Deanna Dobrowsky Vice President, Market Regulation Policy Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-02-05 16:00:04 Investment Industry Regulatory Organization of Canada Canadian Securities Administrators Financial system Investment Stock market Financial economics Order
386	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-03-24 11:11:03 Securities Finance Investment Business Canadian Investment Manager Financial economics Financial regulation Investment Industry Regulatory Organization of Canada
387	Rule Notice Technical Please distribute internally to: Operations Regulatory Accounting Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-08-01 13:36:03 Finance Financial regulation Investment Industry Regulatory Organization of Canada Securities Due diligence Financial economics Franchising Law Contract law Business
388	110225LS CL - CSA - incorporation_of_dealer_reps 325pm signed Add to Reading List Source URL: www.finance.alberta.ca Language: English - Date: 2014-07-07 15:57:54 Canadian law Canadian securities regulation Investment Industry Regulatory Organization of Canada Investment Finance Financial system Financial adviser Registered Investment Advisor Financial economics Financial regulation Self-regulatory organizations
389	Advocis 390 Queens Quay West, Suite 209 Toronto, ON M5V 3A2 T[removed][removed] Add to Reading List Source URL: www.advocis.ca Language: English - Date: 2013-03-06 12:49:25 Financial economics Business Law Exempt market dealer Ombudsman for Banking Services and Investments Financial adviser Mediation Canadian securities regulation Investment Industry Regulatory Organization of Canada Finance Investment Dispute resolution
390	Plain Blank Page (Normal.dot) Add to Reading List Source URL: www.finance.alberta.ca Language: English - Date: 2014-07-07 15:57:56 Business Self-regulatory organizations Financial adviser Investment Industry Regulatory Organization of Canada Exempt market dealer Mutual Fund Dealers Association Corporation Investment Finance Financial economics

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